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Research and Engineering Lineage

Proven methods. Every scale. Twenty-five years.

The work I do now, governing capable AI inside institutions under real pressure, is not a new direction. It is the same thing I have done since I was sixteen, applied to the highest-stakes coupled system yet built. Model the parts. Model how they couple. Simulate the behavior that no single part produces. Prove it against reality before it can do harm. This page is that arc, from a single simulated neuron to AI safety at scale.

The through-line

The same question, asked at larger and larger scale.

One question has organized every phase of this work: how does a system made of simple, interacting parts produce behavior that none of the parts contains, and can we see that behavior coming in time to govern it?

A neuron does not decide; a brain attends. A trader does not crash a market; a coupled system of traders and machines does. A language model does not, by itself, corrupt an institution; a capable model embedded in an organization under pressure can. In each case the dangerous behavior is emergent, it lives in the coupling, not the components, and in each case the only honest way to govern it is to model the coupling directly and simulate forward, before the system is live. That conviction is the whole career. What has changed is the stakes.

The arc

Six phases of one program

1999 to 2003

From a single neuron to a cognitive system

Simon's Rock College of Bard

It started with modeling a single neuron in software: how one cell integrates its inputs and fires. From there the work scaled to a whole cognitive system, an honors thesis on attentional intensity in the human auditory neurosystem, with two years of IRB-approved human-subjects work and purpose-built software. The founding lesson: behavior lives in the coupling, not the components.

2005 to 2008

Organizations as networks

University of Connecticut

Network science and graph theory applied to organizational resilience and continuity: how institutions fail under stress, and what structure makes them hold. DoD-sponsored; held in the Homeland Security Digital Library.

2008 to 2011

Whole societies

Naval Postgraduate School, MOVES Institute

The CASS framework: modeling beliefs, values, and interests across entire populations as coupled agents, validated to the DoD Verification, Validation, and Accreditation standard. Sociotechnical systems modeling, AI, and human-computer interaction, at the scale of nations.

2011 to 2015

Complexity at institutional scale

Northrop Grumman / DMDC

The same complex-systems principles applied to the architecture of federal systems in a $60B+ program environment, Global Force Management, DoD/VA health-record modernization, designing for coupling and emergence rather than against them.

2015 to 2022

Cascading failure in a live coupled system

Derivatives markets

CASS extended to live US index-futures markets: coupled autonomous execution systems and human traders, and the nonlinear cascades they produce under stress. Significant in-silico testing came first, then seven years, 2015 to 2022, of simulation and live operation running together, through the March 2020 crash.

2022 to Present

Capable AI in real institutions

1023AI / USC

The coupled-systems work led straight here, overlapping its final years: by 2022 the same cascading-failure dynamics were the defining, more urgent risk in capable AI, and the work shifted fully. AI safety as a property of the whole deployed system: the PAN / EMU simulation, the Oversight game, and a doctoral program on the governance architecture that decides whether safety holds under pressure.

The eras

Six eras in depth

From a single neuron to cognition: the Simon's Rock years

1999 to 2003

The lineage begins at Simon's Rock College of Bard. One of the first things done there, at sixteen, was to model a single neuron in software, and to run into the fact that a cell's firing behavior emerges from the interaction of its channels and inputs, not from any one of them. That is the intellectual seed of the whole career in one image: the interesting behavior is in the coupling.

From that single cell the question moved up a level, to a system that attends. The honors thesis, Attentional Intensity in the Auditory Neurosystem, Spectral Space, carried IRB approval for human-subjects testing, two years of experimental work, and dedicated software across three interrelated trials. Attention is a system-level property, no neuron attends, and studying it meant learning to instrument a coupled system and read behavior that only exists at the aggregate. The pre-medical biology and cognitive-science training around it grounded the intuition in real neural mechanism, not metaphor.

From cognition to institutions: networks and resilience

2005 to 2008

Graduate work at the University of Connecticut carried the same lens into organizations, using network science and graph theory to ask how institutions fail under stress and what structure makes them robust. Sponsored by the Department of Defense and archived in the Homeland Security Digital Library, this is the direct ancestor of the robustness-gap and iatrogenics frameworks that anchor the practice today: the recognition that a system can look safe on paper and still be brittle where it actually bears load.

From institutions to societies: CASS at the Naval Postgraduate School

2008 to 2011

As a principal investigator and DoD civilian program leader in the MOVES Institute, the method became a platform. The Complex Adaptive System Simulation framework modeled whole societies as coupled agents, beliefs, values, and interests grounded in survey data, propagating through empirically-built social networks via discrete-event dynamics, and was validated to the DoD standard for models that inform operational decisions. This is the period that produced the published research record and the conviction that emergent social behavior is modelable in advance, not only explained in hindsight.

From societies to enterprise architecture: complexity at DMDC

2011 to 2015

The move to Northrop Grumman supporting the Defense Manpower Data Center was not a departure from the research; it was its largest-scale engineering application. In a $60B+ program environment, the same principles, favor modularity over tight coupling, design for the unexpected interaction, treat the human system around the technical system as a first-class architectural variable, shaped enterprise systems like Global Force Management and DoD/VA health-record modernization. Complex-systems thinking, in production, serving the full US defense and health enterprise.

From architecture to live cascade: seven years in the markets

2015 to 2022

Then the method was put where it could be proven or falsified with money. CASS was extended to live US equity-index derivatives, targeting exactly the phenomenon that makes both markets and AI dangerous: cascading failure in a coupled system of autonomous execution and human decision under stress. Significant in-silico testing preceded any capital. From 2015 to 2022, seven years, simulation and live operation ran together, including through the March 2020 crash, a verified record of governing a complex adaptive system where the feedback was immediate and the theory had to be right before deployment. The full treatment, with verified performance, is on the Live Market Operations page.

To the hardest target: capable AI in real institutions

2022 to Present

This era overlaps the last one, and grew directly out of it. The work on cascading failure in coupled systems led straight into AI safety: by 2022 the same dynamics were the defining and more urgent risk in capable AI, and the work shifted fully. Trading stopped because this matters more.

Capable AI at scale is the same problem, restated at the level of machine intelligence. A powerful model, coupled to an organization under pressure, produces behavior that controlled testing never surfaced. The robustness gap is the financial-stability problem in a new medium; emergent misalignment is cascading failure with longer horizons and more diffuse consequence. The response is the method the whole career has been building: model the deployed system as a coupled network (the PAN / EMU simulation), make the dynamics explorable and testable (the PAN Lab and the Oversight game), and validate governance before it ships. The doctoral work at USC names the crux directly: that the decisive barrier to safe AI in high-stakes practice is a governance-architecture problem, not a model problem.

The invariants

Four commitments, unchanged since the first neuron.

The scale changed at every step. These did not.

Model the coupling, not just the parts

The behavior that matters is emergent. It lives in how components interact, so that is what gets modeled, explicitly, as a network with dynamics.

Simulate before you deploy

Three years of market simulation before capital; a machine-verified engine behind every claim now. Pre-deployment validation is not optional discipline; it is the discipline.

Ground it in evidence, and state the limits

Behavioral parameters from survey data; every empirical claim tied to a citation; scenario results labeled direction-and-shape, never a forecast. Honesty about what a model does not know is part of the model.

Govern for what the system is becoming

Phase transitions do not announce themselves. Anticipatory governance, emergent foresight, is the only kind that works on a system whose next capability threshold changes its behavior.

The same act of modeling that started with one neuron now governs capable AI inside real institutions. The scale changed. The method evolved.

The full research record · Live market operations · Leadership

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